Broker Village
A unique analytics and consulting firm that serves the financial services industry
How We Help
Evaluate product pricing, trade suitability, and practice management issues more efficiently and confidently. Your firm’s profits may rise and its potential for liability may fall.
What We Do
- Create revenue optimization tools for firms and financial advisors.
- Validate trades for compliance with regulatory mandates.
- Verify the accuracy of online tools and select prospectus disclosures.
- Confirm the veracity of arbitration claims and regulatory violations.
Knowledge Is Profitable
Analyze complex issues, and compare alternatives, with extreme speed and accuracy. Then commit to action. You’ll save time, make money, and lower your risk.
Know in advance if account value is maximized, cost is minimized, and conflicts are eliminated. Our risk assessment and modeling tools help satisfy regulatory mandates, like those of SEC Regulation Best Interest.
Know in advance if a fee schedule or pricing plan is optimal by stress-testing alternatives. Our revenue-based tools and services help you make more profitable investment, product line, and business line decisions.
Comprehensive Set of Deliverables
Broker Village is an analytics and consulting firm. We help retail financial services firms to optimize revenue and limit the potential for liability.
We offer a deep set of decision-making tools and consulting services. Our expertise is describing complex financial concepts in easy-to-understand mathematical terms. In fact, we power several tools for federal regulators, including the world’s most widely used fund and ETF “calculator.”
Our comprehensive services address investor, advisor, and firm-level needs. We support sales initiatives that focus on financial planning topics. We complement compliance efforts, like those for SEC Regulation Best Interest. We help executives optimize product-line revenue.
Our tools are customized to reflect your firm’s brand, default values, pricing profiles, disclaimer text, etc. Sales material, training, and support are included. Consulting services are customized, too.
We also offer a unique level of compliance comfort. The tools we license, and guidance we confer, are independently validated. We issue up to four audit letters. They comprise our “Compliance Suite.” A CPA determination letter confirms agreement of claims and results. A CFA attestation verifies that results are 99.9%+ accurate and match the regulators’ tools. A legal opinion attests that relevant factors were properly considered and disclosed. A CTO validation letter states that proper code, design, and privacy standards were met.
